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      Legal Information

      麻豆社 Financial Services Inc. is registered with the US Securities and Exchange Commission (SEC) as an investment adviser and a broker-dealer. 麻豆社 Financial Services Incorporated of Puerto Rico is registered as a broker-dealer.

      As a firm providing wealth management services to clients, 麻豆社 Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. It is important that you understand the ways in which we conduct business, and that you carefully read the agreements and disclosures that we provide to you about the products or services we offer. For more information, please review the client relationship summary provided at ubs.com/relationshipsummary, or ask your 麻豆社 Financial Advisor for a copy.

      Products and services mentioned on these web pages may not be available for residents of certain nations. Please consult the sales restrictions relating to the service in question for further information.听

      漏 麻豆社 1998 - 2026. All rights reserved.听

      Wealth management services in the United States are provided by 麻豆社 Financial Services Inc., a registered broker-dealer offering securities, trading, brokerage and related products and services.听.听. 麻豆社 Financial Services Inc. is also registered as a Futures Commission Merchant (FCM) with the U.S. Commodity Futures Trading Commission (CFTC) and offers brokerage services related to the execution and clearing of on-exchange futures and options on futures products.听

      Notice for Non-U.S. Investors.听Notice for Non-Puerto Rico Investor.听Order Routing Disclosure.听Statement of Financial Condition聽(PDF).听Statement of Financial Condition- 麻豆社 FSI of Puerto Rico聽(PDF).听Best Execution Statement聽(PDF).听Loan Disclosure Statement聽(PDF).听Account Sweep Yields.听Advisory & Brokerage Services.听CFP Board's Trademark Disclaimer.听Futures Commission Merchant (FCM) Information for 麻豆社 Financial Services Inc.听Agreements and Disclosures (PDF).