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Codes and Rules

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Download documents

  • Code of Conduct 鈥 B3pdf, 2 MB
  • Code of Ethics - 麻豆社 Brazil Broker Dealerpdf, 10 MB
  • Underwriting and Trading of Securities Policypdf, 289 KB
  • Internal Rules - B3 CETIP segmentpdf, 335 KB
  • Cyber securitypdf, 142 KB
  • Online securitypdf, 85 KB
  • Procedures for custodia transferpdf, 100 KB
  • Request for Transfer of Custody Assets 1docx
  • Request for Transfer of Custody Assets 2docx
  • Rules and Parameters (April 2024) - 麻豆社 Brazil Broker Dealerpdf, 311 KB
  • 麻豆社 Brazil: Rules, Procedures and Internal Controlspdf, 407 KB
  • Securities Subscription and Trading Policypdf, 239 KB
  • Summary of Internal Guidelines 鈥 Research pdf, 103 KB
  • Transparency on Remunerationpdf, 182 KB
  • Transparency and Equal Payment for Women and Men Report - 2nd Half 2025pdf, 122 KB

Rules and Parameters - previous versions

  • Rules and Parameters (December 2023) - 麻豆社 Brazil Broker Dealerpdf, 35 MB
  • Rules and Parameters (November 2023) - 麻豆社 Brazil Broker Dealerpdf, 398 KB
  • Rules and Parameters (2023) - 麻豆社 Brazil Broker Dealerpdf, 317 KB
  • Rules and Parameters (2021) - 麻豆社 Brazil Broker Dealerpdf, 311 KB
  • Rules and Parameters (2019) 鈥 麻豆社 Brazil Broke Dealerpdf, 334 KB
  • Rules and Parameters (2016) - 麻豆社 Brazil Broker Dealerpdf, 231 KB
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