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Regulatory Directory

  • Dodd Frank
  • Central Securities Depositaries Regulation
  • DMA Terms and Conditions
  • Equity Clearing and Execution
  • European Market Infrastructure Regulation (EMIR)听
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  • General disclosure StatementDownload pdfpdf, 133 KB
  • Global Banking Disclaimer
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  • How we use your datapdf, 87 KB
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  • Valuations Disclaimerlink to Valuations Disclaimer page

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Listed below are Execution and Order Handling policies and information for a number of jurisdictions where 麻豆社 executes.听

  • Hong Kong and Singapore
  • Japan
  • Australiapdf, 177 KB
  • Indiapdf, 226 KB
  • US
  • Canada
  • UK and EEApdf, 164 KB
  • Switzerland
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The products, services, information and/or materials contained within these web pages may not be available for residents of certain jurisdictions. Please consult the sales restrictions relating to the products or services in question for further information.听Activities with respect to US securities are conducted through 麻豆社 Securities LLC, a US broker dealer. Member of听NYSE, FINRA and听.

For information as to which entity provides the services in each jurisdiction, see Disclaimer above.
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